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One of the world’s leading digital banks.
• Support business development and new products, ensuring compliance with all applicable regulations;
• Educate employees on compliance issues, in acting as contact point for compliance queries, and in establishing policies and/or written guidance about the appropriate implementation of compliance-related requirements;
• Advise management on compliance related requirements to ensure they act in accordance with laws and regulations;
• Monitor new legal and regulatory developments that could impact retail business;
• Disseminate regulatory issuances on a periodic basis or as and when required;
• Assist in the periodic update of Compliance Program;
• Review the periodic tracking/monitoring consistent with the Compliance Charts and Self-Assessment Review checklists for made by the Department Compliance Coordinator (DCC).
• Perform key control testing activities;
• Assist in identifying and documenting the compliance risks associated with the Retail activities;
• Support management in investigating, promptly remediating and mitigating identified issues or areas of concern;
• Liaise with ORM for the monitoring and tracking of closure of issues;
• Assess or recommend reporting of compliance incidents;
• Provide advice with respect to compliance risks and possible remedial actions of planned retail products, services or channel introductions or modifications;
• Provide support or advisory role, or 2nd line of defense review on the result of activities by Post Transaction Monitoring and Know Your Customer/name screening Alert Handlers, and perform such other functions related Financial Economic Crime Risk Management;
• Coordinate/assist in the periodic regulatory examinations conducted by the BSP, other local agencies, and Corporate Audit Services;
• Assist in the liaison role with regulators, peers and external experts;
• Support the Manila Branch Chief Compliance Officer Senior Compliance Officer, or Head of NFR on compliance related reporting, monitoring and other statutory responsibilities;
• Perform ad hoc functions.
Until June 2020